Music 202: Analysis of Tonal and Post-Tonal Western Music

[ Section 01 (23191) ]

JUMP TO “SEMINAR CALENDAR AND READINGS

Instructor:  Ben Leeds Carson — blc at ucsc dot edu 

Meetings: Music Center 245 on Fridays, 1:00 — 4:00 PM

Office: Music Center 148 (on the lower floor, take a right at the bottom of the stairs)

Music Office hours [In room 148, + zoom link below]: Fridays 10:30 AM - 1:00 PM, or by appointment

Additional hours: Mondays 12:15 - 1:15, Thursdays 3:30 - 4:30 PM [ http://ucsc.zoom.us/my/benleedscarson ; passcode: 608213 ]

Office phone:  9-5581 (voicemail not frequently checked; email is better)  

 

ABOUT THIS COURSE


Catalogue Description:

Encompasses various forms of linear analysis, set theory, and selected topics in current analytical practice. Offered in alternate academic years.

Primary readings

Agawu, Kofi. “How We Got out of Analysis, and How to Get Back in Again,” in Music Analysis, Vol. 23, No. 2/3 (Jul. - Oct., 2004), pp. 267-286.Cadwallader, Allen and David Gagne. Analysis of Tonal Music. London: Oxford U Press, 1997.

Carson, B. L. “Matrices & Vectors.” Web resource, 29 Feb 2020.

Cone, Edward T. Stravinsky

Dahlhaus, Carl. Between Romanticism to Modernism. Translated by Mary Whitall. Berkeley: University of California Press, 1980.

Ewell, Phlllip. “Music Theory’s White Racial Frame.” In Music Theory Spectrum, Volume 43, Issue 2, Fall 2021, Pages 324–329

Kielian-Gilbert, Marianne. “Interpreting Schenkerian Prolongation.” Music Analysis, Vol. 22, No. 1/2 (Mar. - Jul., 2003), pp. 51-104

Nauert, Paul. Notes on PC-Set Theory. Unpublished.

Straus, Joseph. Introduction to Post-Tonal Theory. [Fourth Edition.] Englewood Cliffs, New Jersey: Prentice Hall, 2016.

Straus, Joseph. “Normalizing the Abnormal: Disability in Music and Music Theory.” Journal of the American Musicological Society, Vol. 59, No. 1 (Spring 2006), pp. 113-184.

Additional Readings

Carson, B. L. “Schoenberg’s ambivalent thought: subjectivity in ‘Du lehnest wider eine Silberweide…” Chapter 1 of Cox, Biro, Takesugi, & Sigman, eds., Search Yearbook: The Second Century of New Music. New York: Edwin Mellen Press, 2011.

Hatten, Robert S. “Staging Virtual Subjectivity,” in A Theory of Virtual Agency for Western Art Music, Indiana University Press (2018), pp. 139-177.

Lerdahl, Fred and Ray Jackendoff. Generative Theory of Tonal Music. Cambridge: MIT Press, 1983.

Straus, Joseph. Remaking the Past: Tradition and Influence in Twentieth-Century Music. Cambridge: Harvard, 1990.

OBJECTIVES and ASSESSMENT

Learning Outcomes:

1.    Clarify and distinguish aspects of harmonic and contrapuntal listening that are evident and prevalent in 19th-century European (“art” and “popular”) music literature.
2.   Grasp the basics of linear and voice-structure analysis; introduce analytical styles associated with late Romantic and early modern thought, including tools associated with Schenkerian analysis, common to contemporary scholarly analysis of tonal music.
3.   Grasp the basics of set-theoretic approaches to post-tonal music.

4.   Explore and challenge conventional approaches to music analysis as a means of introspection about musical experience.

Assignment format:

Except where a diagram specifically benefits from letter-orientation, please use landscape-oriented staves:

4-system grand-staff sheet for “surface” graphs. These staves give you a maximum ability to diagram 8-12 bars of relativey dense music, or 16 bars of simpler music, on a single system without line breaks.

3-system sheet for sketching and drafting graphs when it is not necessary to show the continuity of a longer musical sentence.

2-system sheet with double-grand-staff systems, for foreground and middleground, or middleground and background graphs. Use these later in the quarter when you wish to show the complex surface of a piece (normally on the bottom grand staff), in parallel with a simpler description of structure, unencumbered by detail (normally on the top staff).

Coursework:

Participants in the seminar are expected on a weekly basis to prepare materials (questions and analysis drafts) for discussion — informal responses to the week’s readings and materials, including your own unstructured exploration of literature related to the topics of the previous week’s discussion. Participants will also prepare materials for formal presentation approximately every 2-3 weeks — a total of two 8-10-min. presentations of draft analyses (approximately in week 2-3 and week 6-7), and two 15-20 min. presentations of complete analyses (approximately in weeks 4-5 and 9-10). We will establish, impromptu, in each week, which seminarians are slated to present for discussion in the following week. Those slated for discussion leadership are required to bring recordings, scores, and 4-5 photocopies of their graphs or written work, as visual aids to their presentation. Many of the assignments in the course are “accumulative,” that is, your success in the course depends on your ability in one assignment to respond to feedback given on the last. Your grade in the course will be a reflection of how these four presentations have taken up the concepts of the course to illuminate a way of hearing specific music literature.


Assessment
:

1/4 of the grade will reflect your work in week-to-week exercises and analysis drafts

1/6 will reflect the preparedness of your in-class discussion

1/3 will reflect your success in the two preliminary analysis presentations (one tonal and one post-tonal)

1/4 will reflect the success of your final project.

 

Lecture Notes for The FIRST MEETING: 

This course offers three techniques (see below), and some variants on them, in the analysis of modern Western music literature^1, focusing on music from the early 19th century to the mid-to-late 20th century.^1

The first half of this course^2 concentrates on a particularly “modern” music literature, that is, tonal idioms associated with the rise of a musically literate middle class in 19th-century Europe and its colonies, and the art musics and popular musics that developed from that foundation.^3 We’ll examine the formal and expressive ‘rhetoric’ of that distinctive repertoire, illuminated by aesthetic principles in the 18th-century French tradition (Rousseau, Rameau, Chastellux), and compositional treatises in the German tradition (Reicha, Riepel, Koch), before commencing a critical view of tonal coherence, with Schenker and Schoenberg as the primary representatives of that concept.

In the second half of the course, focusing on the work of the Marxist musicologist Carl Dahlhaus, we'll examine contemporary and historical commentary on how that ‘tonal language’ underwent a pivot (or collapse, or emancipation) toward 20th-century “post-tonal” musics. Some critical intervention from Adorno, Schoenberg, and Kurth will frame what are probably very new conceptions of time and sound in the early 20th century, and in weeks 6, 7, and 8 we will focus on set-theoretic descriptions of musical information, with emphasis on structures of pitch and rhythm (Strauss, Rahn, Nauert). Broadly, then, this course is meant to be a critical study of the genealogy of modernism and modernity in Western Art Music.

The analytic tools of our course, throughout, will focus on three questions—tonal coherence, motivic coherence, and pitch-class/beat-class set (pc set) coherence. 

  1. Tonal coherence a shorthand for the practices of harmonic progression, oriented around a single tone, that traverse closely related keys and bind works together, say in diatonic folk idioms, and in the music of, for example, Vivaldi, Beethoven, Scott Joplin, or Jerome Kern. Stylistic features like cadences and sequences usually form a kind of vocabulary that helps to shape a typical phrase with digressions and other rhythmic features—that either prolong or delay chords in those progressions.

  2. Motivic coherence is the simpler idea that music, including some highly chromatic music (music that might lack tonal coherence, or at least suspend it) can be held together, and made to seem whole and unified, by alternative “compositional economies”—a term from Carl Dahlhaus. Mid- and late-nineteenth-century European audiences placed the idea of “motive” at the center of most dialogue about musical form, especially when composers like Berlioz, Liszt, and Wagner were the topic. That, in turn, contributes to an ethos in which a work’s success is measured in part by an economy of means — maximizing the composition breadth that can arise from minimum of compositional origins. Emphasis on motive can be scene as a step away from what is conventionally “absolute music”, and toward a culture of visceral musical pleasure: “structure” in late-19th-c. music sometimes arises not through tonal procedures but through invocation and aural connection between immediate sonic experiences, signals that connect and structure experience concretely and iconically, i.e. by how they resemble one another or how they form a dramatic rhetoric in reference to the extramusical.

  3. Pc-set coherence will offer us an introduction to revolutionary and emancipatory conceptions of pitch and time that, in T. W. Adorno’s view, the historical consequence the tension between tonal coherence and its alternatives in subject and musical idea. Because intervals labeled by numbers are abstract values, they’re ideal schema in which to understand music that resists the subordinations of modal and tonal organization, but offers a basis for order uncoupled from small-scale Gestalts. These methods, in turn, offer a foundation for “serial” organization that sets forth one of two overarching polemics of ‘art’ music in mid-20th-c. American and European composers.

A final note—a note about the why—some of the best outcomes of music analysis are ways of hearing music: an analyst finds a way of inhabiting a musical experience, and conveys it in such a way that readers might hear that music anew. The music analyses you complete in this course will attempt to offer insights of that kind—not just chunks of time filled with chords and other data, but also perceptual orientations, modes of listening—as they relate to some kind of whole piece or performance. I hope this course will also present a kind of genealogy of ideas and dialogues that inform us as music-listeners and music-makers today.

NOTES

^1. The word “analysis” is derived from Greek ana- (“back” or “away”) lysis (“loosening”), thus “to loosen up” or “to release from entanglement”—refers to any investigation that involves separating-out the parts of a perceived whole, and considering their relationships to each other. Here is a little blogging on definitions of, and reminders about, common terms for intellectual endeavors: analysis/synthesis, theory/practice, theory/observation, and practice/criticism, and even a little bit about ideology.

^2. By contrast: this course follows, or complements, Music 201 (History of Theory), which surveys a wider chronology of music theory texts, beginning with ancient Babylonian and Chinese texts, emphasizing medieval theory treatises of the Holy Roman, Persian, and Turkish-Ottoman traditions, and closing with Indian and European composition manuals of the 18th century.

^3. “Modern Western music literature”, in this case, refers to musics in “modernity” (not to be confused with modernism); for our purposes, defined by the rise of literate middle-class consumers who were consumers of sheet music in the 1800s, and who participated in cultures of notated “popular” and “art” music in the 19th and early 20th centuries. Until the rise of the Third Reich in the 1930s, composers ranging from Wagner to Offenbach, and from Puccini to Duke Ellington, typically saw art and popular music as part of a continuum, rather than as the two separate streams that structure our thinking today. All of the repertoire arises in “Western” notation, and as such reflects a potentially “colonizing” and subjugating force when it occurs in non-European musics. However, popular culture doesn’t belong to the West. (Resist any assumption that musical traditions of Latin America, East Asia, the Middle East, etc. are caught between Western influence and an “authentic” pre-modern past; rather, their traditions are living, and can retain that life in the face of foriegn influence just as readily as Western tradition can.)


Academic Integrity:

Be careful to distinguish borrowed ideas and language from your own ideas and language. Plagiarism is the misuse of others’ material, representing someone else’s thoughts or observations as your own. When you write or speak, you join an ongoing conversation whose strength depends on honesty and integrity. That integrity consists not only of accurate information, but transparency of perspective—not only what you say, but your forthrightness about the circumstance in which you say it.

In your notes—whether they pertain to readings, lecture, discussion, interviews, or any other kind of research—use quotation marks, use footnotes, and make attribution clear. Anyone who, in the context of this seminar, attempts to take credit for the work of others, or who fails to credit others as sources in the work that they submit, will be subject to disciplinary action. That action will always include a report of academic misconduct to the university; it may include a failing grade in the assignment or the class, and/or a notation on your academic record.

Seminar Calendar and Readings

WEEK 1 [due October 5]

(Optional) — If you feel like you could use a confidence boost for basic tonal analysis, please seek my feedback by completing exercises D, F, and G in the free online web resource for Chapter 19 of Laitz, Stephen G. The Complete Musician: An Integrated Approach to Tonal Theory, Analysis, and Listening. (Cambridge/New York: Oxford University Press, 2011).

(Required) — Instrumental Counterpoint Exercise — Compose melodies conforming to stylistic characteristics of short 18th-c instrumental compositions, over each of the two given figured bass lines in the assignment above. To help, my own overview of typical guidelines for instrumental counterpoint might be helpful:

1. Two-part writing and Note-to-note guidelines: adapted from the early chapters of Kent Kennan’s Counterpoint Based on Eighteenth-Century Practice (Saddle River, NJ: Prentice Hall, 1999; see esp. these excerpts from Kennan’s Chapter 4, and Chapter 6), and the Mitchell translation of C.P.E. Bach’s [1759] Essay on the True Art of Playing Keyboard Instruments (London: Eulenburg, 1974). 

2. Whole melody (/well-formedness) guidelines, also adapted from Kennan (ibid.) and from Reicha’s [1814] Treatise on Melody, trans. E.S Metcalf. London: E.S. Metcalf, 1896.

{Here are the week 1: examples for in-seminar discussion, including my solutions to the two counterpoint exercises and Handel’s solution to one of them. }

WEEK 2 [due October 12]

READ—

(1) Forte & Gilbert Ch. 1 “Melodic Diminutions”. Choose two of these five exercises: Ex. 3, 4, 6, 7, and 9 (pp 38-40) to complete.

(2) London, Justin (1990). ”Riepel and Absatz: Poetic and Prosaic Aspects of Phrase Structure in 18th-c Theory.” In Journal of Musicology, Vol. 8 No. 4, pp. 505-519. Prepare 2-3 questions and lead discussion on at least one. [use UCSC Libraries’ Off Campus Access login instructions to access this article when not on eduroam or cruznet).]

(3) Two brief passages concerning 18th-c aesthetics: (3a) Lippman, Edward. “Imitation and Expression” [Just read pp. 83-98: the introduction and “France”] in A History of Western Aesthetics. Lincoln: University of Nebraska, 1992, and (3b) Ora Frishberg Salanon (1989). Chabanon and Chastellux on Music and Language, 1764-1773 — concentrating on pp 114-118. In International Review of the Aesthetics and Sociology of Music Vol. 20, No. 2, pp. 109-120. (For background, also consider reviewing Grove’s entry on La Guerre des Bouffons.)

ANALYSIS—

(1) Complete a “harmonic reduction” graph*, and offer a brief formal description of Eubie Blake’s “Memories of You”, Cole Porter’s “It’s All Right With Me”, or Leo Robin, Clarence Gaskill, and Russ Columbo’s “Prisoner of Love”, in the course score directory; model it after this harmonic reduction of Irving Berlin’s “Always” (with just a few chords left blank for later discussion).

 ***

{ Week 2 — in-seminar examples: Forte & Gilbert, Riepel notes, etc., }

WEEK 3 [due October 19]

(1) Read: Cadwallader & Gagne Ch. 2 “Melody and Counterpoint” (pp 15-24). Complete Two additional exercises among those listed in week 1 for Forte & Gilbert Ch. 1 “Melodic Diminutions”; with additional notations of “PD” (predominant), and elaborations discussed in class.

Kofi Agawu, “How We Got out of Analysis, and How to Get Back in Again,” in Music Analysis, Vol. 23, No. 2/3 (Jul. - Oct., 2004), pp. 267-286.

Optional exercises: Cadwallader & Gagne Ch. 3Forte & Gilbert Ch. 6 “Some Common Secondary Structural Features”.

(2) Complete a foreground graph of a Mozart Sonatina movement — let us know which one you’re doing so no more than two of us do the same one; the scores are also linked to that sign-in sheet. We’re using an edited collection of “Six Viennese Sonatas”; you can choose anyone you like except those I’ve used for demonstrations in class. Consider these steps as a summary of our discussion on Tuesday.

{ October 12 lecture materials, amended: - Finally, here’s a copy of our handout from last week with additional notes added; the first two pages now have scale-degree markings and more directly model what’s intended with this assignment. (The last page also has been modified in the same way, although the music is simpler and not quite as relevant to the Sonatina assignment.)

WEEKS 4 & 5 [October 26, November 2] 

(Due October 26)

i. Complete Step II of the Sonatina Analysis. (That links to both steps; scroll down for step II.)

ii. Select a song from the Project Scores folder for your 19th-c analysis project, or propose a different work employing significant formal challenges to tonal design (a work of about the same scale as those among the selections in the folders). Sign-up for your chosen song on the “Chromatic (Tonal) Art Song” tab (second tab) of the song-assignments spreadsheet. Begin your harmonic analysis of the work, identifying structural features — you might follow the guidelines for "Step 1" of the Sonatina Movement assignment, and apply them to this work.

Read:

(1) Ewell, Phlllip. “Music Theory’s White Racial Frame.” In Music Theory Spectrum, Volume 43, Issue 2, Fall 2021, Pages 324–329

(2) Forte & Gilbert Ch. 8 “The concept of prolongation”

***

(Due November 2) Excerpts from Carl Dahlhaus’s “Issues in Composition” in Between Romanticism to Modernism. Translated by Mary Whitall. Berkeley: University of California Press, 1980.

To read the Dahlhaus effectively, please listen to, and read, examples from the literature discussed within the text. Bring to seminar (to turn in) a 1-2 paragraph description of harmonic or thematic issues you find in at least one work relevant to Dahlhaus’ argument. This is an open-ended assignment, but you should attempt to describe a passage of music in order to clarify, or dispute, a claim that Dahlhaus makes.

Optional: Mathis, Michael. Arnold Schoenberg's "Grundgestalt" and Gustav Mahler's "Urlicht". International Journal of Musicology Vol. 5 (1996), pp. 239-260.

Expand on your harmonic reduction due October 26 (step ii above), with foreground and background graphs—i.e. ensuring you comprehend not only the harmonic progression, but the difference between foreground elaborations and elements like prolongation, intermediation (precadential harmony—which in these pieces can be quite long), and cadence.

***

WEEK 6.5 - 7 [Week of November 8 + Tuesday November 16]

Nauert, Paul. Notes on PC-Set Theory, pp. 1-13

Straus Ch. 2 “Pitch-class Sets”

Although there is overlap between these two readings, complete them both. After reading the Nauert, make sure you have grasped the concept of “Tn prime form” as applied to 4-5 common pitch sets, including some chords with which you’re familiar from tonal or vernacular traditions. Consider finding your own words for the distinction between “Tn” and “TnI” prime form, and come to class with at least a preliminary, intuitive understanding of how the terms relate to one another.

When reading the Straus, note that he uses the term “Prime form” in place of Nauert’s (more precise) term “TnI prime form.” (Nauert’s tutorial presumes that in some cases “Tn” set classes—smaller classes of sets transpositionally but not inversionally related—are a relevant distinction in the structure of a work.)  

Complete the Straus exercises on pp 44-45.

 

 

WEEK 8 [November 23]

Nauert, Paul. Notes on PC-Set Theory,  pp. 14-26

Richard Bass (1991), “Sets, Scales, and Symmetries: The Pitch-Structural Basis of George Crumb’s “Makrokosmos” I and II,” in Music Theory Spectrum  Vol. 13, No. 1

Post-tonal analysis project, step 1 [Due Nov. 23]: Listen attentively to works listed in the Analysis Projects spreadsheet - most are available on YouTube.

Then:

Examine scores, and choose one song; after more careful listening, identify 3-5 pc sets that you consider salient as a group. The group should not only be connected perceptually somehow, but perceptually distinct, in at least one way, from any events that you don’t include.

Identify each group as a pc set (using the “normal form” label), as a Tn set class, and as a TnI set class.

For each pc set, write all 11 transpositions, and all 11 indices of its inversion.

Write all of the pitch classes in the work—tedius, but it will start to go quickly once momentum sets in. (You can either label the score with clear ink, or simply write the pc-intergers on a blank sheet, in spatial arrangements resembling the score, so that you can easily connect the two.

Scanning your pc-set description of the piece, identify any occurrences of transformation or variation of the original 3-5 sets that you identified. Come to class prepared to discuss either the invariance, or variation, of pc-sets in the work.

 

 

WEEK 9 [November 30]

1. Nauert, Paul. Notes on PC-Set Theory,  pp. 27-32

2. J. Daniel Jenkins (2009), “After the Harvest: Carter’s Fifth String Quartet and the Late Late Style,” in Music Theory Online Volume 16, Number 3.

3. Straus Ch. 5 “Basic Twelve-tone Operations”

 

FINAL PRESENTATIONS MEETING

Wednesday, December 84:00 – 7:00pm

 

 

 

Summary of Week 2 discussion (Sonatina Analysis Assignment)

In your Sonatina Analysis. (First Step) egin with harmonic reduction — do not reduce the melody; instead write it in its entirety, with rhythm, with steps pointed upward, on horizontal staff paper. Write most of the other notes without stems or rhythmic information, but placing them in approximately their relationship to the melody in time.

  • Complete a harmonic analysis sufficient to comprehend prolongational, intermediate, and cadential harmony and melody. It’s often clarifying to begin with cadences. You do not need to label these three kinds of harmony; instead, make them clear by using two stems each for melody (stems upward) and harmony (stems downward from the bass) to indicate your sense of the the “essential” cadence, one stem each (for melody and harmony) to indicate a prolongational note that seems to cohere to the cadence. Indicate intermediate harmony with a slurred bass note showing “pre-cadential” harmony; usually a predominate chord leading to the dominant. Intermediate harmony is not stemmed, but is marked “PD”.

  • That’s all that’s required of you. But make note of any elaborations you see, that might help you in the next step, to identify the structure that connects the three kinds of harmonic and melodic information. Remember, each elaboration you see should be an elaboration of something, i.e. whether it’s a neighbor note, a voice exchange, or an unfolding, the elaboration should be connected to a note that, on some level of structure, harmonically supported and strongly related to one of the three kinds of harmony.